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October 2011派生诉讼制度研究27-第3页
上亿文档资料，等你来发现
派生诉讼制度研究27-3
rulesaresimpleandeasy-so；ChapterFiveclarifiesthei；ChapterSixandSevenarebot；KeyWords:Corporation,Sha；目录；导论......................；第一章派生诉讼制度导述.............；一、派生诉讼的起源与发展............；（一
　 rules are simple and easy-so much so that-there exist so many problems, such as the pre-suit requirement of derivative suit, the shareholder derivative litigation costs. On the base of the former analysis the last this paper has made a in-depth analysis in necessity of the shareholder? derivative suit responsibility in China.Chapter Five clarifies the idea and the basic principles of the system of the shareholder? derivative suit. Because of the shareholder? derivative suit involving many parties, the idea of this system is balance of interest, which offers useful and highest guidance to the legislation and judicature practice in the shareholder? derivative suit. Under the guidance of balance of interest, three basic principles are established. The first principle is protection to minority shareholders. This paper points out that for under the guidance of balance of interest, the interest of minority shareholders can not be the only object, and just require widen the qualification in derivative suit. The second principle is judicial review. The author points out that the courts intervene in the case after exhaustion of the inner remedies. The third one is based on the local practice principle. When we construct and perfect our system of the shareholder? derivative suit, we must take the existing judicial resources, civil procedures into fully account.Chapter Six and Seven are both the construction and perfection of the system of shareholder? derivative suit in our country. The six chapter advises from the angle of litigant, the seven chapter pays attention to the procedures. The six chapter indicates how to perfect the qualifications of the plaintiff shareholder, indicates the defendant determination, especially the third people, as well as the company and other shareholder? status in the proceedings. The six chapter firstly aims at the perfection of the pre-suit requirement of derivative suit, secondly studies on the jurisdiction problem, thirdly pays attention to the litigation reconciliation, litigation cost system, and so on. All those suggestions include author? hope to perfect the current derivative suit system. Key Words: Corporation, Shareholder, Derivative Suit, 目 录导
论 ........................................................................................................................................ 1第一章
派生诉讼制度导述 .................................................................................................... 7一、派生诉讼的起源与发展 ................................................................................................ 7（一）福斯规则及其例外 ................................................................................................. 7（二）派生诉讼制度的发展概况 ..................................................................................... 8二、派生诉讼的性质 .......................................................................................................... 10（一）派生诉讼具有代位性 ........................................................................................... 10（二）派生诉讼具有代表性 ........................................................................................... 12三、派生诉讼制度的功能 .................................................................................................. 14（一）派生诉讼制度的规范功能 ................................................................................... 15（二）派生诉讼制度的社会功能 ................................................................................... 16第二章
派生诉讼制度的比较法考察 .................................................................................. 18一、英美法系国家和地区之派生诉讼制度考察 .............................................................. 18（一）英联邦国家派生诉讼制度考察――法典化运动 ............................................... 18（二）美国派生诉讼制度考察 ....................................................................................... 21二、大陆法系国家和地区之派生诉讼制度考察 .............................................................. 24（一）日本派生诉讼制度考察 ....................................................................................... 24（二）德国派生诉讼制度考察 ....................................................................................... 27（三）韩国派生诉讼制度考察 ....................................................................................... 30（四）台湾派生诉讼制度考察 ....................................................................................... 31三、对完善我国派生诉讼制度的简要启示 ...................................................................... 32第三章
我国派生诉讼制度的历史考察 .............................................................................. 36一、为什么以清末鸦片战争为考察的起点 ................................................................... 36 （一）现代公司是商品经济发展的产物 ....................................................................... 36（二）鸦片战争之前自然经济为主导 ........................................................................... 37（三）舶来品公司的出现 ............................................................................................... 38二、建国前的派生诉讼制度考察 ...................................................................................... 39（一）清末《公司律》考察――思想基础初现 ........................................................... 39（二）北洋政府《公司条例》考察――朦胧的派生诉讼制度 ................................... 41（三）南京国民政府《公司法》考察――成型的派生诉讼制度 ............................... 42三、建国后的派生诉讼制度考察 ...................................................................................... 43（一）1993年《公司法》对派生诉讼付之阙如 .......................................................... 44（二）司法机关对派生诉讼的有益尝试 ....................................................................... 45（三）2005年《公司法》正式确立派生诉讼 .............................................................. 47第四章
我国派生诉讼制度的现实考量 .............................................................................. 49一、我国派生诉讼制度的现状检讨 .................................................................................. 49（一）现行法规描述 ....................................................................................................... 49（二）现状评析 ............................................................................................................... 52二、完善我国派生诉讼制度的必要性分析 ...................................................................... 57（一）规范司法实践的必要 ........................................................................................... 57（二）保护中小股东利益的必要 ................................................................................... 59（三）完善公司治理的必要 ........................................................................................... 62第五章
我国派生诉讼制度的理念和基本原则 .................................................................. 64一、我国派生诉讼制度的理念 .......................................................................................... 64（一）“法的理念”的一般诠释 ....................................................................................... 64（二）派生诉讼制度理念的具体解读：利益平衡 ....................................................... 66（三）派生诉讼中的特殊平衡：司法干预与公司自治 ............................................... 69二、我国派生诉讼制度的基本原则 .................................................................................. 72（一）保护中小股东合法权益原则 ............................................................................... 72（二）司法审查原则 ....................................................................................................... 74 （三）结合我国实际原则 ............................................................................................... 75第六章
完善我国派生诉讼制度的若干建议（一）――以诉讼中的人为视角 ............................................................................................ 77一、完善原告资格限制 ...................................................................................................... 77（一）完善持股比例限制 ............................................................................................... 77（二）完善持股时间限制 ............................................................................................... 78（三）增加主观要件 ....................................................................................................... 78二、明确被告范围 .............................................................................................................. 79（一）控制股东 ............................................................................................................... 79（二）实际控制人 ........................................................................................................... 80（三）发起人 ................................................................................................................... 81（四）清算组成员 ........................................................................................................... 82（五）交易相对人不宜作为被告 ................................................................................... 83三、公司的诉讼地位 ....................................................................................................... 85（一）公司的诉讼参加模式 ........................................................................................... 85（二）公司的诉讼参加方式 ........................................................................................... 88（三）公司不享有派生诉讼阻却权限 ........................................................................... 90四、其他股东的诉讼地位 .................................................................................................. 91（一）法定通知制度 ....................................................................................................... 91（二）诉讼参加模式 ....................................................................................................... 92（三）诉讼参加条件 ....................................................................................................... 92（四）诉讼地位的具体构建 ........................................................................................... 93第七章
完善我国派生诉讼制度的若干建议（二）――以诉讼程序为视角 .......................................................................................... 94一、完善前置程序 .............................................................................................................. 94（一）前置程序的意义 ................................................................................................... 94（二）接受请求的公司机关 ........................................................................................... 95包含各类专业文献、各类资格考试、幼儿教育、小学教育、外语学习资料、中学教育、专业论文、高等教育、应用写作文书、派生诉讼制度研究27等内容。　
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名词、代词、数词、不定式、 形式、从句等可作句子的主语。 名词、代词、数词、不定式、动词的 ing 形式、从句等可作句子的主语。 名词或名词短语作主语 Some young people can't settle down to their own business． 有些年轻人不能专心于自己的工作。 Weather in our coastal city is nice and cool in summer． 夏天我们海滨城市的天气很凉爽。 代词作主语 This is all I want．Nothing else． 这就是我想要的全部。没别的。 Who teaches you folk music? 谁教你们民间音乐? She has already left China for Chile． 她已离开中国到智利去了。 数词作主语 Three is enough for each of us． 三个对于我们每个人来说就足够了。 Four and five makes nine． Have you worked it out，Jeff?
四加五等于九。你算出来了吗，杰夫? 名词化形容词和名词化分词作主语 The sick and the old need our help． 病人和老人需要我们的帮助。 The wounded should be sent to hospital at once． 受伤人员应立即送往医院。 动词不定式或不定式短语作主语 To become a nurse is my wish．成为护士是我的心愿。 动词的动词的-ing 形式作主语 Remembering so many new words is really hard work． 记住这么多新单词真是件苦差事。
从句作主语 作主语的从句称为主语从句，可由 that，whether，wh-词等引导。 That he forgot to tell me the time for the meeting caused lots of trouble． 他 忘了告诉我开会的时间，这给我带来了很多麻烦。 What we can't get seems better than what we have．我们得不到的东西似乎 比我们拥有的东西好。 有时介词短语、副词或其短语位于主语位置是倒装结构。 有时介词短语、副词或其短语位于主语位置是倒装结构。 Between six and seven in the morning is the time I go jogging． 早晨六点至七点是我慢跑的时间。 Nearby is a good place for camping．附近是宿营的好地方。
考题： 考题： _______ the meeting himself gave them a great deal of encouragement．
A. The president will attend C. The president attended
B，The president to attend D．The president's attending
D．本题考查动名词复合结构作主语。动名词复合结构作主语，须用名词的 所有格，然后加动名词，其余选择均构不成合理句子结构。
After Yang Liwei succeeded in circling the earth ， ______ our astronauts desire to do is walk in space． A．where B．what C．that D．how
B. 本题考查主语从句。首先排除 C，因为主语从句中缺成分，that 是不充当 成分的；其次排除 A、D 因为 where 与 how 在从句中只能充当状语成分，而本 句中缺 do 的宾语；what 引导的是主语从句，并在主语从句中充当及物动词 do 的宾语。
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